November 13, 2026


Live Webcast


NYSED 4

NYS Regulatory Ethics for Members in Business Webcast

November 13, 2026
Live Webcast
NYSED 4

NYS Regulatory Ethics for Members in Business Webcast

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    Instructor

    Debbie
    Cutler

    View Bio

Learning Objectives

  • Identify new and proposed changes to the profession's ethical requirements and legislation
  • Understand fundamental concepts about ethics
  • Describe the NYS Laws, Rules and Regulations that apply to you as a NYS licensed CPA
  • Differentiate between the NYS Rules of the Board of Regents and the AICPA Code
  • Understand how the profession's rules of conduct are enforced by various bodies

Major Topics

  •  The AICPA ethical standards — the Code of Professional Conduct including proposed revisions.
  • Emerging ethical issues 
  • The role of NYS Education Department’s Office of the Professions 
  • New York State Laws, Regulations and Rules, including but not limited to: 
  • Retention and maintenance of work papers 
  • Competency requirements for attest and compilation services 
  • Failing to maintain an active registration when using your CPA or PA title 
  • Reportable events 
  • Commissions and referral fees, including mandatory disclosure 
  • Compare and contrast the NYS Rules of the Board of Regents and AICPA Code 
  • Discussion and demonstration of NYS Office of the Professions website and AICPA Online Professional Ethics Library 
  • Public expectations of CPAs’ responsibilities 
  • Enforcement of professional misconduct by AICPA and NYS Education Department’s Office of the Professions 

CPE Credits Available

NYSED 4
4
Regulatory Ethics (NYSED) - NYSED

Things to Know About This Course

Course Level

  • Basic

Prerequisites

Licensed as a certified public accountant (CPA) or public accountant (PA)

Intended Audience

Primarily for all NYS licensed CPAs and PAs in business (employed or engaged on a contractual or volunteer basis in an executive, staff, governance, advisory, or administrative capacity in such areas as industry, the public sector, education, the not-for-profit sector, and regulatory or professional bodies) who need to meet the NYS triennial ethics requirement.

Provider

Foundation for Accounting Education

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    Price includes $20.00 early registration discount(s) - expires 10/23

    Price includes $20.00 early registration discount(s) - expires 10/23

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    Price includes $20.00 early registration discount(s) - expires 10/23

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