Complimentary for Members

September 17, 2026


Live Webcast


NASBA 1
NYSED 1

The Scam-Proof Advisor: Protecting Clients in an Age of Fraud

September 17, 2026
Live Webcast
NASBA 1
NYSED 1

The Scam-Proof Advisor: Protecting Clients in an Age of Fraud

  • Instructor

    Scott
    Horowitz

Learning Objectives

  • Identify common fraud schemes and recognize key warning signs affecting small businesses and professional practices, including suspicious payments, vendor changes, invoices, emails, and account activity.
  • Recommend practical fraud-prevention strategies and internal controls that help clients reduce risk, including verification procedures, approval processes, employee awareness, and safer banking practices.
  • Respond effectively to suspected fraud incidents by understanding appropriate next steps, available TD resources, and actions that can help mitigate potential financial loss.

Major Topics

  • Common fraud schemes and warning signs affecting small businesses and practices.
  • Fraud-prevention strategies and internal controls, including verification and approvals.
  • Fraud response and mitigation, including next steps and TD resources.

CPE Credits Available

NASBA 1
NYSED 1
1
Specialized Knowledge (NASBA) - NASBA
1
Specialized Knowledge (NYSED) - NYSED

Things to Know About This Course

Course Level

  • Basic

Prerequisites

None

Intended Audience

This session is designed for CPAs and advisors who work with small businesses, nonprofits, and closely held organizations, including: Public accounting practitioners serving small business and professional practice clients Audit and assurance professionals evaluating internal controls and fraud risks Tax practitioners and client advisors who regularly discuss financial processes and banking activities with clients Outsourced CFOs, controllers, and CAS professionals providing accounting and advisory services Internal finance leaders and accountants responsible for cash management, disbursements, and fraud prevention Firm owners and partners seeking to protect their own practices from emerging fraud threats.

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