Complimentary for Members

September 24, 2026

Live Webcast

NYSED 1
•
NASBA 1

An Overview of Risk and Planning Using Tax-Aware Strategies

September 24, 2026
Live Webcast
NYSED 1
•
NASBA 1

An Overview of Risk and Planning Using Tax-Aware Strategies

  • Instructor

    Brent
    Sullivan

Advisers will gain a general understanding of trending tax-aware strategies, diligence, and suitability.

Learning Objectives

  • Explain trending strategies such as 130/30 and 351 ETF conversions and their mechanical underpinnings.
  • Analyze risks and execution diligence for these strategies.
  • Apply the mapping of strategies to different client circumstances.

Major Topics

  • Emerging investment strategies and how they work.
  • Key risks and considerations for strategy execution.
  • Aligning strategies with client needs and circumstances.

CPE Credits Available

NYSED 1
NASBA 1
1
Taxation (NYSED) - NYSED
1
Taxes (NASBA) - NASBA

Things to Know About This Course

Course Level

  • Intermediate

Prerequisites

None

Intended Audience

CPAs, attorneys, tax preparers, and financial advisors.

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